The Basics of Bank Regulation Part II

Date: Sep 15, 2022 9:00 a.m. – 12:00 p.m.

Location: Online

Event Code: I118022

Areas of Law: Banking

Earn up to 3.2 credits! (More Information)





The Bank Regulatory System in the United States is more complex and fragmented than in other countries. It is designed to essentially achieve two goals: Protect consumers of bank products and services, and Ensure the safety and soundness of banks

While most countries have a single bank regulator, U.S. banks are regulated at the federal, state and even local levels. Banks can be chartered in the U.S. by the federal government or by any individual state. This involves many legal considerations attorneys should be aware of.

Additionally, the U.S. has a long history of separating banking from other commercial endeavors and is manifested in the rules that govern Bank Holding Companies. Faced with all these rules, why does anyone organize a bank? The answer is generally to be able to take deposits from the public, a power that only banks possess.

Purchase this dynamic two-part program and learn the intricacies of Banking Law. The first part was devoted to the Basics of Bank Regulation in the United States. In this second part speakers will address specific laws and regulations with which banks must comply.

Program Agenda:

  • Overview - Robert M. Jaworski, Esq.
  • Andrew Liput, Esq.
    • Third Party Vendor Management
    • Data Privacy
    • Security and Wire Fraud
  • Robert M. Jaworski, Esq.
    • Truth in Lending Act (TILA) and Regulation Z
    • TILA-RESPA Integrated Disclosures (TRID) Rule
    • Home Mortgage Disclosure Act (HMDA) and Regulation C
    • Anti-Money Laundering/ Bank Secrecy Act (AML/BSA) Rules
  • Wayne Watkinson, Esq.
    • Real Estate Settlement Procedures Act and Regulation X
    • Loan Originator Compensation
    • Equal Credit Opportunity Act
    • Fair Credit Reporting Act
  • Open Panel Discussion, Wrap Up and Questions and Answers - All Presenters

CLE Credits
NJ CLE:NJ CLE information: This program has been approved by the Board on Continuing Legal Education of the Supreme Court of New Jersey for 3.2 hours of total CLE credit (Full Credits Available: NJ General: 3.2).
NY CLE (t&nt):NY Professional Practice Transitional: 3.0
PA CLE:PA Substantive Credit: 2.5
New: No PACLE fee is required for this program. To earn PA CLE credits, a valid PA Bar ID number must be entered into the CLE form provided after attending the program.

Important Information About Our Events, Meetings, and More:
To secure your spot and receive important updates about our events, meetings, and other gatherings, such as schedule changes, remember to register in advance.

Cancellation and Refund Policy:
If you need to cancel your registration and are not transferring to another program or date, please submit a written request to us at least three business days before the event, meeting, or gathering. You will receive a refund minus a $20.00 cancellation fee. No refunds or registration changes will be issued within three business days of the event, meeting, or gathering.

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Registered participants will be notified of any schedule changes. For updates regarding inclement weather, please check your email or visit

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Scholarship & Financial Assistance Policy:
Read our Scholarship & Financial Assistance Policy and submit an Application here:



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